SEBI's mandatory disclosure requirements

This page contains all the regulatory disclosures required to be displayed on the website.

Regulatory Complaints Disclosure

SEBI mandates all RIAs to display the complaints status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through the getin Touch page.

The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here.

Link to SCORES website

SEBI Regulatory complaints Disclosure

Data for the month ending Oct 2022

The trend of monthly disposal of complaints

The trend of annual disposal of complaints

Disclosure with respect to compliance with annual compliance audit requirement under Regulations 19(3) of SEBI Investment Advisers Regulation 2013 for last and current financial year are as under :

SEBI Investor Charter

J SATHEESH KANNAN

Registered Investment Adviser With SEBI

(Registration Number: INA200013503)

Registration Type - Individual

Validity -Perpetual

SEBI – Bengaluru Local Office

Address- # 80/1 1st Main Road, B Channasandra, BANGALORE, KARNATAKA, 560016

Contact Mail IDs - jrmskannan@gmail.com & info@finintellect.in

Blog
SCORES for complaints